Compliance with Financial Regulations

Financial compliance is paramount to us for the avoidance of legal and financial penalties, and to safeguard our reputation, and build trust with our stakeholders

We exercise strict financial compliance in order to protect our investors and consumers, preserve our financial system’s integrity, transparency, and stability, prevent financial crime, and ensure fair practices within our financial environment through the following legislative framework that we comply with:

ACCA Rulebook
Prevention and Combatting of Corrupt Activities Act, No. 12 of 2004 (PRECCA)
Financial Advisory and Intermediary Services Act, No. 37 of 2002 (FAIS)
Protection of Personal Information Act (POPI), No. 4 of 2013
Tax Administration Act, No. 28 of 2011 (TAA)
Compensation for Occupational Injuries and Diseases Act, No. 130 of 1993 (COIDA)
Occupational Health and Safety Act, No. 85 of 1993
Auditing Profession Act, No. 26 of 2005
Companies Act, No. 71 of 2008
Companies Regulations, 2011
Close Corporations Act, No. 69 of 1984